Our T’s & C’s

Rules and regulations. Every type of business has them. A financial services business like ours needs to comply with the rulebooks of many, many different regulators and authorities. ESMA, FCA, HMRC, GDPR. And that’s just the four main ones.

So we’ve bunched everything together. Here you can agree with, what needs agreeing with, before we can offer you any advice or services.

2 – CLIENT AGREEMENT – OUR Ts & Cs

The General Data Protection Regulations – GDPR

I have read, understand and accept the terms of your Privacy Policy.

The Financial Conduct Authority Rules – FCA

I have read, understand and accept the terms of your Client Agreement.
I have read and understand your Appendix 1.

HM Government’s Money Laundering Regulations

I agree to give you a current copy of my passport and driving licence or accept you will need to carry out electronic verification of my identity.